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Compliance Mapping

NIST AI Risk Management Framework
Compliance Mapping

How Transfer Oracle structural auditing maps to the seven characteristics of trustworthy AI defined in NIST AI RMF 1.0.

NIST AI 100-1 · January 2023 · Voluntary Framework

7 Characteristics of Trustworthy AI

3.1

Valid & Reliable

NIST Requires

Disaggregated accuracy across data segments. Ongoing monitoring. Robustness under varied conditions. Accuracy paired with realistic test sets.

Transfer Oracle Provides

Per-class structural coverage analysis. Instead of one average number, per-category coverage scores, gap severity, and blind spot detection. A model scoring 98.8% overall may hide a 7.3% drop in a specific category — our audit finds it.

95% coverage

3.2

Safe

NIST Requires

Rigorous simulation and in-domain testing. Real-time monitoring. Ability to shut down or modify deviating systems. Explanations based on empirical evidence.

Transfer Oracle Provides

Abstention signals. When the structural audit finds insufficient training support for a sample, the system says "I don't know" instead of guessing. Real-time monitoring via continuous distribution drift detection.

90% coverage

3.3

Secure & Resilient

NIST Requires

Withstand adversarial examples and data poisoning. Maintain function after adverse events. Protect IP and training data.

Transfer Oracle Provides

Novelty detection catches out-of-distribution and adversarial inputs structurally. Mutual privacy architecture — customer model unseen by auditor, audit method unseen by customer.

85% coverage

3.4

Accountable & Transparent

NIST Requires

Audit trails. Documentation of decisions. Accessible information about system outputs. Actionable redress for incorrect outputs.

Transfer Oracle Provides

Structural audit certificates with tamper-proof provenance. Per-category coverage reports documenting exactly where a model is strong and where it has gaps. Complete session artifacts for regulatory submission.

92% coverage

3.5

Explainable & Interpretable

NIST Requires

Understand why AI produced an output. Provide information to users about AI system limitations.

Transfer Oracle Provides

Structural coverage maps that visually show where a model has knowledge and where it doesn't. Per-category gap reports explain which categories are weak, how weak, and why (coverage loss, distribution shift, neighborhood erosion).

80% coverage

3.6

Privacy-Enhanced

NIST Requires

Protect data confidentiality. Prevent exfiltration of models, training data, or IP through AI endpoints.

Transfer Oracle Provides

Mutual privacy — the audit operates on structural representations (embeddings), not raw data. The customer's model internals are never exposed. Hardware deployment keeps audit algorithms in encrypted FPGA gates.

75% coverage

3.7

Fair — Bias Managed

NIST Requires

Detect and manage harmful biases. Disaggregate results across affected groups. Recognize that harms may affect varied groups differently.

Transfer Oracle Provides

Per-category structural analysis inherently disaggregates. If categories represent demographic groups, the audit shows exactly where the model underserves each group — coverage gaps, drift, and neighborhood erosion per group.

88% coverage

NIST AI RMF Core Functions

Four functions organize AI risk management. Transfer Oracle is primarily a MEASURE tool, with outputs feeding MAP and MANAGE.

GOVERN — Cross-cutting: policies, roles, culture, documentation

MAP

Identify risks in context

Per-class coverage gap identification

MEASURE

Quantify and assess risks

Structural integrity scores, drift metrics

MANAGE

Respond to and recover

Editability prediction, remediation ranking

API Capability to NIST Function Mapping

API CapabilityNIST FunctionNIST CharacteristicWhat It Measures
Transfer AuditMEASURE3.1 Valid & ReliableStructural alignment between training and deployment distributions
Coverage ScanMAP3.1 Valid & ReliablePer-category coverage gaps and blind spots
Distribution DriftMEASURE3.1 Valid, 3.3 ResilientPer-category centroid shift and spread change over time
Novelty DetectionMEASURE3.2 Safe, 3.3 SecureOut-of-distribution and adversarial input detection
Structural ProbeMEASURE3.5 ExplainableDirectional stability, structural coherence, rank preservation
Editability PredictionMANAGE3.1 Valid, 3.7 FairWhich categories are surgically fixable after compression or drift
Distribution MonitorMANAGE3.2 Safe, 3.3 ResilientContinuous structural drift monitoring with escalation triggers
Audit CertificateGOVERN3.4 AccountableTamper-proof audit trail with session artifacts for compliance

“Measurement approaches can be oversimplified, gamed, lack critical nuance, be relied upon in unexpected ways, or fail to account for differences in affected groups and contexts.”

— NIST AI RMF 1.0, Section 1.2.1 Risk Measurement

This is exactly what Transfer Oracle solves. Aggregate metrics hide per-category damage. Structural auditing disaggregates.

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Reference: NIST AI 100-1 · doi.org/10.6028/NIST.AI.100-1 · January 2023